“Lord, You are my God, I
will exalt You and praise Your Name, For You have done
wondrous things; counsels of old, in faithfulness and
truth.” (Isa. 25:1)
The Sages taught:1
Accordingly,
the Holy One blessed be He said to Moses, “and they will take for you pure
olive oil”2—not
that I need them to do so, but that you shall illuminate for me as I have
illuminated for you….It may be compared to a blind and a sighted person walking
together. The sighted person said,
“Come; I will guide you,” and the blind person walked along with him. When they entered a house, the sighted
person said to the blind one, “Go and light the lamp to illuminate for me; I
ask you to do that so you will not feel obligated to me for having guided
you.” The sighted person represents the
Holy One, blessed be He, as Scripture says, “His eyes range over the entire
world,”3
and the blind person represents Israel, as Scripture says, “We grope for the
wall like the blind; like those without eyes we grope; we stumble at noon as at
night.4…Israel
said, “‘For You light my lamp,’5
yet You say that we should illuminate before You? God replied, “In order to
elevate you, so that you illuminate Me, just as I have illuminated you.”…The
Holy One Blessed be He said, “Let My lamp be in your hand and your lamp in
Mine.” And what is the lamp of The Holy
One Blessed be He? It is Torah, as Scripture says, “For the commandment is a
lamp and Torah is light.”6 And what is the lamp of the
commandment? Everyone who performs a
commandment is as if he lights a lamp before The Holy One Blessed be He…. “And
you shall command”7—that refers
to what is written, “You would call and I would answer You; you would desire
Your handiwork.”8…God desired
His handiwork…He illuminates the world, as Scripture says, “The earth shone
with His glory.”9 He said to
Israel, “They will take for you pure olive oil!”—i.e., “You would desire Your
handiwork.”
A.
Free
Will – The Glory of Man
The Image of God (Tselem
Elokim) is man’s unique quality that elevates him above all other
creatures. It is the capacity of free choice.10
The Creator acts with total freedom; nothing stands in His way; nothing forces
or pressures Him to do anything. God decided to create a being in the lower
realms in whom He would implant an aspect of higher existence: the power to
choose. At the same time, like other creatures in the lower realms, man is
limited because he is made of flesh and blood.
Absolute freedom and choice are inconceivable without infinite power,
and man lacks infinite power! But the
Creator nevertheless allowed man a space in which he could operate in accord
with his free will. To that end, He
endowed him with vast powers of wisdom and understanding so he could exercise
dominion over this world. In some
areas, that dominion is almost complete; in others, it is less so.
All in all, however,
man’s potential capacity is vast, clearing a wide expanse in which his free
will can be exercised. And only in the
exercise of that free will does man actualize his essence. A person who fails to attain that level—who
cannot exercise free choice, whether because of external factors that confine
him or because of stunted development of his physical and spiritual powers—is
one whose soul is dimmed and in whom the image of God does not appear. Conversely, the more a person finds
opportunities to choose and relies on his free choice, the more he resembles
the supernal model on the basis of which he was created. Tselem Elokim is garbed in him, and
he attains the degree of perfection contemplated for him from the start. All creation delights in him and sings his
praise: “You made him little less than God, and crowned him with glory and
splendor.”11
But is the exercise
of choice all that is needed? Is it
conceivable that the goal is choice per se, with no account given to
what is chosen? Free choice allows one
to choose darkness as well as light.
One possessing choice can prefer wickedness to righteousness—but would
that be his glory? On the contrary; the
great value of choice resides only in its ability to be used to choose the good
and despise the evil.
The glory of man
lies in his capacity to illuminate the entire world. “Every man is given authority:
If he wants to direct himself to the good and be righteous, he has the
power to do so. But if he wants to direct himself to the bad and be wicked, he
has the power to do so.”12 And since he is given that power, “You have
granted him dominion over Your creatures; everything is under his rule.”13 All creatures require man’s illumination;
indeed, even God Himself desires, as it were, man’s illumination.
Endowed with choice,
man is the foremost of all God’s creatures, yet he has the capacity to return
the entire world to chaos. Creating man
will have been worthwhile only if he chooses the good. But even that is not enough. If one does good, but does not do so
entirely of his own free will, then his actions do not partake of the image of
God that is within him. Only if he
chooses the good because it is good, and not because of any constraints or
pressure, does his choice express his true essence. Only then does he justify the creation and continued existence of
the human species. That is why the
ministering angels argued that man should not be created,14
for doing so involves a great gamble.
One must endow him with choice from the outset, but who can guarantee
that he will choose the good? Yet were he denied the ability to choose evil,
his creation would have been in vain.
From a purely
logical point of view, the ministering angels’ argument was sound. But since they themselves lack free choice,
all they have is critical intellect.
The intellect distinguishes positive from negative, existence from
non-existence—but nothing more. Free
choice blurs those distinctions, for it encompasses two seemingly contradictory
aspects: it entails the ability to choose the good, but also the opposite. That concept is reflected in the Sages’
interpretation of the verse “The Rock whose work is perfect…The God of faith”:
“‘The Rock’ [ha-tsur]—the artist [tsayyar] who shaped [tsar]
the world from the beginning and formed [vayyitsar] man in it…‘God of
faith’—Who had faith in His world and created it.”15 The Holy One blessed be He is the great One
of faith, for only with the power of faith was it possible to create the
world. Only the Master of choice could
have faith in man, who also is endowed with choice. God desired his handiwork because He had faith in him and
therefore created him; and for that reason as well he gave us the Torah and its
commandments. Had he so wished, He could
have instilled in our souls obedience to His commandments. Just as He instilled in all animals, man
included, instincts that determine particular behaviors, He could have
fashioned an animal that distances itself from sin and performs the
commandments. But “if it were His will
to change the nature of every man to that which He, may He be exalted, seeks
from the individual, the mission of all the prophets and all that is commanded
would be useless.”16 Obedience to the commandments has value only
if it flows from man’s free will.
Otherwise, it is nothing more than a purely mechanical act.
Of course an infant
is not born with the capacity to exercise choice. To establish a domain in which he can act, a human requires
growth, education, and maturation over a long period. Even an individual lifetime is insufficient. Human heredity operates not only in the
biological sphere but also in the cultural.
Each generation acquires knowledge and power from the efforts of its
ancestors, and, like a dwarf perched on the shoulders of a giant, its vision
can penetrate a bit farther into the distance.
Sometimes, a generation will advance beyond its predecessors and thereby
become equipped to teach its descendants to advance even further. The history of each nation, like that of
humanity as a whole, comprises a process of development whose goal is to raise
the splendid human being for whose sake the world was created and an entire
society that gives rise to such human beings.
This process is not consistent; it encompasses advances and
retreats. Some generations would have
been better off had they not been created, and some individuals are the select
few by whose merit the entire world exists.
The nation of
Israel, which has already succeeded in producing such choice individuals,
serves as a vehicle for this process, whose goal is to establish a society in
which the kingdom of heaven will be realized on earth. “Mankind is beloved, for it was created in
the Image of God…Israel is beloved, for it was given the instrument through
which the world was created.”17 This Torah that was given to them guides and
molds Israel’s image and makes Israel fit to attain the desired goal—making use
of Tselem Elokim in order to resemble Him in all His ways.
Just as an
individual’s training proceeds step by step until he attains his full spiritual
stature, the history of Israel as a whole comprises periods that correspond to
the various stages of human maturation.
In each of them, the Torah serves as guide and regulator, for the Torah
was given not to one generation alone but to all generations. The Torah thus encompasses guidance for each
stage of development along the way as well as instruction on how God is to be
served by the perfected man and the generation that has attained full wisdom.
Maimonides, the
“guide” for all generations, has expressed the idea as a parable: “When one
teaches the young, one teaches them to serve [God] through fear, so as to
receive a reward.”18 “A young lad who comes to a teacher to be
taught Torah…should be told, ‘Learn, and I will give you nuts and figs.’ He
will then study and strive not for the learning itself, for he does not know
its worth, but in order to receive the treats….But when he matures and his mind
becomes stronger, and what he valued earlier becomes trivial in his eyes and he
turns to appreciate other things, he should be motivated with whatever is most
important in his eyes.”19 In this way, he is drawn along until he
reaches the heights of wisdom and his mind is perfected, at which point he will
understand that “the purpose of truth is to recognize the truth and the
commandments are truth, and therefore their purpose is their performance.”20
And so it is in the
life of nations. The Rabbis saw the
first step as one involving fear: “‘They stood at the base of the mountain
[Sinai]’21—R. Avdimi
b. Hama b. Hasa said, This teaches that [God] held the mountain over them as a
dome and said to them, ‘If Israel accepts the Torah, well and good; but if not,
this will be your burial place.’”22 This threat was no exaggeration or
hyperbole; for, as the text goes on to explain, “The Holy One blessed be He
imposed a condition on the things He created, saying to them, ‘If Israel
accepts the Torah, you will endure; if not, I will make you revert to chaos.’”
That result is axiomatic; for man was created with choice only for the purpose
of accepting the Torah, and if no one could be found willing to do so, creation
would not have been worthwhile and the world would deserve to revert to chaos. But that fact can be frightening and
threatening; and one who hears it will be likely to overcome his will as a
result of dread and fear, rather than choosing the good and the true because of
its inherent virtue.
Accordingly, the gemara
continues, “R. Aha b. Jacob said, From this there is a great objection to the
[binding authority of the] Torah.” Although they said, “We will do and we will
listen,”23 this may
not have been an exercise of free choice.
An expression of will under duress is of no value, and the obligation
assumed thereby is not binding, for there is an objection that negates the
acceptance ab initio. But “Rava
said,24
Nevertheless, the generation of the time of King Ahasuerus accepted it, as is
written, ‘The Jews maintained and accepted it’25—they
maintained what they had previously accepted.”
Rashi, of blessed
memory, interpreted this as having been “for love of the miracle that had been
done for them.” Rava agrees that the
acceptance of the Torah at Sinai had not been a total, binding acceptance, but only
the first step in the nation’s training for divine service. At that early stage, the absence of total
willingness is not a flaw, for one is taught at the outset only to serve out of
fear. That first stage continued,
according to Rava, for about one thousand years—through the time of the judges
and the kings, the first Temple, the Babylonian exile, and the return to Zion,
all the way to the miracle of Purim.
That entire period, even at times when observance of the Torah was
prevalent in Israel, was the epoch of fear.
On occasion, the nation’s consciousness was penetrated by the idea that
their very existence depended on the Torah and that if they denied it, “this
will be their burial place.” At those
times, they returned to the Torah and its commandments. But even then, their acceptance was not seen
as genuine acceptance, for they were acting only out of fear.
The second stage
began in the days of Ahasuerus. Like the youngster who studies Torah to be
rewarded with sweets and treats, the Jews accepted the Torah because of their
appreciation of the miracle. They were
pleased that “All the princes of the provinces…regarded the Jews highly.”26 That form of acceptance, to be sure, is not
considered for legal purposes to have been compelled, and it is regarded as
unqualified, for “one compelled by his own will is different [from one
externally compelled]”27—he
assumes the obligation because he desires the reward and makes that decision
willingly. But while the obligation
entered into is binding, the exercise of genuine free will is still
absent. Even one “compelled by his own
will” remains compelled, and his action does not express the splendor of man as
the Image of God.
After the passage of
another several hundred years, Antiginos of Sokho was perfect in piety and he
attained truth and thought the time had come to declare the end of the second
phase of the nation’s training.28 “He would say, ‘Be not as servants who serve
the master in order to receive a reward; rather, be as servants who serve the
master not to receive a reward.’29 They understood him to mean thereby belief
in the truth for its own sake, which they referred to as service on account of
love.”30 But the generation was not yet ready for
that, and two students distorted the words of their master and set out in
heretical directions: “They arose and distanced themselves from the Torah, and
two dissident groups emerged from them—the Saducees and the Boethians.”31
Still, those epochs
saw progress. The nation’s elite rose
to the highest levels, and even the simple folk registered the influence of
generations of training in Torah. False
ideas that had once been commonplace withered away. Throughout the First Temple
period, the belief in idolatry remained a force to be reckoned with,
notwithstanding the revelation of God’s presence that pervaded the Temple. Even when believers in God predominated,
belief in idolatry did not disappear totally; it continued to lurk underground,
ready to burst forth at any opportunity.
By the time of the Second Temple, that was no longer the case. The Men of the Great Assembly annulled the
impulse to idolatry32;
a thousand years of Torah had left its mark on the people of Israel as a whole.
The belief in
idolatry became a thing of the past, removed from the hearts of all Israel,
even the least of them. Even Zadok and
Boethius could not displace the Torah from its central place in the nation’s
consciousness. The Torah became the
mark of Israel’s identity, and monotheism became the characteristic that
distinguished it from other nations.
B. The Real and the Ideal
The system of Torah
and commandments is two-fold. On the
one hand, it conveys concepts, instills eternal values, and directs people to
the service of God at the highest levels and to the formation of a society
worthy to be the bearer of God’s presence.
On the other hand, it encompasses legislation and commands to combat the
forces of evil and destruction that erupt within the individual’s soul and the
nation’s spirit and to ensure that the necessary conditions for spiritual
development are satisfied to the greatest possible extent, given each
generation’s situation and the social, economic, and cultural circumstances
prevalent at any given time and place.
For the first objective, the Torah places before us lofty goals that
challenge and motivate the generations, for even the noblest of people cannot
attain them in full. At the same time
it establishes, for the second objective, criteria for conduct that people can,
as a practical matter, accept—minimum standards that must be met to avoid
endangering the survival of the individual and the society in which he is
placed and giving up all hope of spiritual uplift. We can illustrate the principle with three examples from the life
of the individual, the society, and the nation. The illustrations are simple but typical, and they provide a
basis for considering other matters as well.
The beginning is
instructive: “Male and female He created them”33—one
male and one female. “Therefore a man
shall leave his father and his mother and cleave to his wife and they will
become as one flesh”34—man
and wife, an eternal construct. The
King of the universe so determined it, making it part of nature. In contrast to certain animal species,
humans are born half of them male and half female,35
making it clear that the desirable state is the permanent pairing of one man
with one woman and that such pairing is divinely intended—“the woman you have
placed with me!”36
This idea is stated
in the Torah and reiterated in both the Prophets and the Holy Writings: “A
covering of tears for the altar of God, crying and moaning, for [God] no longer
turns to the sacrifice, is no longer pleased to accept from you. And you will
say, ‘Wherefore?’—Because the Lord has given testimony as to you and the wife
of your youth, whom you have betrayed, though she is your companion and the
woman of your covenant.”37 “Your companion” is one—“One is my dove, my
delight”38—and “your
covenant” that you entered into with her is eternal: “I am my beloved’s and my
beloved is mine.”39
God entered into a similar covenant with the community of Israel—“I betroth you
to me forever”40—and He will
never exchange her for another nation41
nor will he send her away or leave her to her own devices: “Where is your
mother’s bill of divorce, by which I have sent her away?”42 And Scripture speaks clearly: “For he
despises sending away”43—“R.
Yohanan said,44 One who
sends away is despised, as R. Elazar said, If one divorces his first wife, even
the altar sheds tears for him.”
Prima fascia, one may ask why, if one who divorces his
wife is despised, the Torah not only permitted divorce but enacted various
positive and negative commandments related to it to be implemented in different
situations for different couples. And if each man’s mate is unique, why did the
Torah permit polygyny? Only the High
Priest was restricted to a single wife, as we have learned: “‘He shall atone
for himself and his household’45—but
not for two households.”46
Without doubt, a
permanent covenant is the desideratum, and it is that to which a man
should aspire. But reality does not
always correspond to our highest aspirations.
Not every person succeeds in finding a suitable partner, and one cannot
dwell together with a serpent.
Moreover, though God nicely created equal numbers of males and females,
the world was accursed because of man’s sin, and wars produce numerous widows
weeping for their husbands who have died in battle. Other factors as well led the divine wisdom to permit polygyny
and divorce—but not without steps to ensure that necessary values will be
preserved. We therefore were given
commandments regarding betrothal, marriage, and mutual obligations between
husband and wife, all in order to fashion personal life in a manner that
fosters the sanctity of the family in Israel.47 These commandments introduce spiritual
content into the concept of marriage and create more appropriate family
relationships, thereby directing the ensuing generations toward the intended
goal.
Indeed, emotions
were refined over the course of generations; the sense of sanctity became
widespread, and Jewish marriage became a model for the nations. As the values toward which the Torah
instructs us became more firmly rooted, it became possible as well to enact
additional legislation to raise the lowest threshold to a higher plane. For example, the Sages of the Talmud enacted
remedial legislation that limited the opportunity for divorce—“so sending her
out would not be taken lightly by him.”48 And in the time of the rishonim
(rabbinic authorities of the mid-eleventh through mid-fifteenth centuries), R.
Gershom, Beacon of the Diaspora, saw that his generation was ready for a ban on
divorce without the wife’s consent49
and for eliminating polygyny, at least within the communities of Western
Europe.50 By now, his enactments have spread through
all Israel. Certainly the Sages
instituted such enactments—yet they did not draw them out of thin air, but
advanced the values already determined by Scripture. In the biblical era, however, the time was not yet ripe, and
people were not yet ready, for the full realization of that vision. Only over time, as a result of training in
the life of Torah, were people’s hearts made ready and did it become possible
to draw closer to the goal established by the Torah.
A second
example: “The original man was created
a single individual in order to promote peace among the creatures, so no man
could say to his fellow, ‘my progenitor is greater than your progenitor’…[and]
to declare the greatness of the King of kings, the Holy One blessed be He, for
a man mints one hundred coins on a single mold and they all are identical to
one another, but the King of kings, the Holy One blessed be He, mints every
human being in the mold of primeval Adam, yet none is identical to his
fellow. Accordingly, each can say, ‘For
my sake the world was created!’”51
Thus, from Creation itself the Torah teaches us that all men are truly
equal. Maimonides read it as follows:
“‘The mold of primeval Adam’—the form of the human species, within which lies
man’s humanity and in which all human beings share.”52
However, humanity
went astray. Men subjugated one another and distinguished between slaves and
masters. These distinctions of status
lack substance and are not grounded in reality, for the Creator regards them
all as equal. Only one whose
imagination is depraved will disregard the fact that all mankind share in
Adam’s mold; and only the wicked will rule that the status of a slave is
sub-human. “If I despise the cause of
my servant or of my maid-servant when they contend with me, what shall I do
when God rises up? When He remembers,
what shall I answer Him? Did not He
that made me in the womb make him? Did not the One fashion both of us in the
womb?”53
Yet the Torah
recognizes the institution of slavery!
On the one hand, there is no clearer declaration than the creation of
but one man, whose mold is on the servant just as on his master; on the maid as
on her mistress. On the other hand,
Scripture states, “from them you shall purchase slave and maidservant…and they
shall be your possession”!54 But it is an instance of the principle that
Maimonides explained:55
“Out of concern over what the soul by its nature could not accept…God diverted
them from the straight path that was the primary goal.” Given the dictates of circumstance, the
Torah did not require that the principle be applied in full from the
outset. Rather, it taught society to
advance step by step, until the goal could be fully achieved. The point is clearly made in Sifra:56
“Lest you say…, ‘what shall we employ?’ Scripture states, ‘slaves and
maidservants that may be yours from among the nations.’” In the ancient world, it was almost
impossible to sustain a proper economy without vast amounts of human labor, and
that human labor was usually recruited for the most part from slaves. The leading thinkers among the nations could
not conceive of a successful society without abundant bonded servants; as a
matter of economics, it was simply impossible.
“What shall we employ?” was a serious question that could not be
avoided.
The Torah
revolutionized the institution of slavery.
Some fundamental principles could not be violated, and they set a floor
that prevented descent to the vile conduct of the nations. So, for example, in contrast to the laws of
other nations, the slave’s soul did not become the master’s property but
remained that of the Master of all: “If a man strike his slave or his
maidservant with a rod, causing death, the death shall be avenged.”57 The slave may be given over to labor for the
master, but the Torah remains concerned about the slave’s soul as well. The Sabbath is sacred not only for the
master but also for the slave. “On the
seventh day you shall rest”—referring to the master; but also “so that your ox
and ass may rest and the child of your maidservant and the stranger may be
refreshed.”58 You are obligated to provide rest even for
the animals that work for you, but the Sabbath affords the slave more than rest
and respite from enslavement; in his case, Scripture says “be refreshed,” and
you are obligated to allow him to cease working.
Despite these
limitations, the institution of slavery remained, for the prevailing conditions
precluded its abolition. But raising
the status of the slave, subjecting him to commandments, and bringing him to a
certain degree under God’s wings gave rise to a particularly difficult problem,
for once a slave had tasted of God’s commandments, it would be unreasonable for
him to return to idolatry. And so it
was forbidden for his master to sell him to a gentile59
and even more so to restore him to full gentile status. At the same time, it would be inconceivable
to allow him to fully enter the covenant of Israel, as a free man and righteous
convert; for if the master were to free the slave against the latter’s will,
there would certainly be no willing acceptance of the commandments. The slave would be likely to return quickly
to his old ways, and even if he were to proclaim morning and evening his desire
to be a righteous convert, it would more likely be his wish to be free of his
master that was speaking, rather than his submission to service of God. A legal option to free large numbers of
slaves and make them Jews would expose Jewish society to the danger of being
overwhelmed and loosed from its moorings.
The halakhic
acceptance of the institution of slavery was paradoxical, for despite the
principled opposition to slavery, it was impossible legally to free a slave,
for every act of emancipation entailed a degree of compulsion, and how could
one become a Jew through compulsion?
How could converts be accepted if they were not shown to have the proper
intention? Maimonides treated the
matter in Sefer ha-Mitsvot:60
Commandment
235 is the one we were commanded with respect to the law affecting a Canaanite
slave, i.e., that he is to be enslaved forever and not to be emancipated except
as a consequence of [a blow that knocks out] a tooth or an eye, and the same
rule applies to the loss of other major limbs that cannot be restored, as we
know from the traditional interpretation [of Scripture]. And that is as He, may He be exalted, said,
“You shall work them forever,”61
and he said, “If a man strike [his slave’s eye…],”62
and the gemara in Gittin63
states that one who frees his slave violates a positive commandment, for
Scripture says, “You shall work them forever,” and the Torah says he shall be
freed [only through loss of] tooth or eye.
All the laws with
respect to a Canaanite slave thus rely on a single positive commandment, which
is the essence of “the law of a Canaanite slave.” There is no commandment to acquire a Canaanite slave, and one who
has a Canaanite slave does not thereby fulfill any divine command. In stating “You shall work them forever,”
Scripture does not issue a commandment requiring a person to act; it simply
states that the law recognizes the possibility of emancipation only as a
consequence of losing a tooth, an eye, or some other major limb.64
In summarizing the
positive commandments at the end of his presentation, Maimonides again
emphasized the distinction between regulations and obligations:
Some of the commandments are legislative provisions,
as we have explained, such as the rule of the Hebrew slave or maidservant, the
rule of the Canaanite slave, the rule of the gratuitous bailee or the borrower,
and others like them, mentioned above.
And it is possible that a person will live his entire life without
encountering these rules and will not be subject to these commandments.
But does it not
follow that even if a legal mechanism to emancipate a slave were found, it
would be regarded as a circumvention of the law and forbidden in any event qua
seyag (lit., “a fence”; a prohibition imposed to distance people from
the risk of a more serious violation)?
That is indeed the case; the law is decided as follows:
A woman may purchase maidservants but may not purchase
slaves because of suspicion [of improper conduct], but if she purchases them,
she gains ownership as does a man….Likewise, it is forbidden for a man to emancipate
his slave, and anyone who does so infringes a positive commandment, as
Scripture says, “You shall work them forever.”
But if he does emancipate him, [the slave] is emancipated, as we have
explained. And it is permitted to
emancipate a slave for the sake of performing a commandment, even a rabbinic
[as distinct from biblical] commandment.
For example, if a quorum of ten were not present in the synagogue, one
may free his slave and thereby complete the quorum; and so in other similar
situations. Likewise a maidservant with
whom people act promiscuously, such that she is a snare for sinners: we compel her master to free her so that she
will marry, thereby eliminating the snare; and so other similar situations. 65
What
significant principles are taught here! First, just as the prohibition on a
woman purchasing slaves is only rabbinic—because of suspicion—so, too the
prohibition on freeing one’s slave also is only rabbinic, for to do so would
circumvent the law derived from the verse “you shall work them forever,” which
does not make it possible to grant freedom.
That is why he used the word “likewise,” to teach us that point66
and thereby to explain his ensuing statement that one who emancipates his slave
“infringes.” Were he speaking of a
full-fledged positive commandment, he would not simply have replicated the gemara’s
wording without explanation but would have said “he violated a positive
commandment,” as he does in other instances.67 And since it is not a biblical commandment
to keep them enslaved but only an inferred regulation, the regulation yields in
the face of any matter related to a commandment, even a rabbinic one.
Once
again we see that even though the Torah identifies no possibility of
emancipation, the possibility was in fact implicit within the law, and the
sages of blessed memory succeeded in revealing it. And just as a bill of emancipation is effective when the slave
has suffered the loss of a principal limb,68
so is it effective in and of itself.
Accordingly, the rabbis decreed that if a person utters emancipatory
wording to his slave, “we require the master to write for him a bill of
emancipation.” Taking account of the
reason why the Torah made no provision for emancipation, the rabbis recognized
that if the community were to be harmed by that omission, the master would be
compelled to free the slave or maidservant.
The
Sages directed so much attention to remedial legislation related to slaves, and
the doctrine of equality so penetrated the national consciousness, that these
attitudes eventually became characteristic of Judaism and oppressive regimes
attempted to uproot them. A baraita
tells69
that in a time of oppression, the authorities arrested R. Elazar b. Parta and
accused him of five “offenses.” One of
the charges was “Why did you emancipate your slave?” Rashi comments, “[the regime] had forbidden [emancipating slaves]
because the practice was a Jewish religious precept.”
Was
this “Jewish religious precept” an innovation?
Of course it was; but it was born of and nourished by the Torah, and its
origins are rooted in Scripture, though the world at the time of the Bible was
not yet fit for it. Over the course of
time, knowledge increased throughout the world, new scientific and technological
discoveries produced sources of energy far mightier than human labor, and
opportunities for leisure grew. Divine
providence then led to the abolition of slavery nearly everywhere. Blessed be God, who spread the light of His
Torah, giving those who had strayed the intelligence to recognize the divine
greatness imprinted on every human being!
The abolition of slavery is simply a partial realization of the exalted
ideal taught by the Torah; and the history of the West makes it clear beyond
all doubt that one of the decisive factors in that process was the widespread
knowledge of the Torah. This came about
“to improve the world as a whole so it would serve God together, as Scripture
says, ‘For I will then turn the nations to clear speech, so they may call upon
God’s name and serve Him in unison.’”70
The
final example bears on international relations. “R. Joshua said:71
Great is peace, for the name of the Holy One blessed be He is called peace, as
Scripture says, ‘And he called it “the Lord is peace.”’”72 “R. Simeon b. Halafta said:73
There is no vessel that holds blessing as does peace, as Scripture says, ‘The
Lord will grant strength to His people; the Lord will bless His people with
peace.’”74 Our obligation is to “seek peace and pursue
it.”75 Accordingly, the prophets longed for the awaited
day: “It shall come to pass in the future that the mountain of the Lord’s house
will be established at the head of the mountains… and nations will stream
toward it… and they will beat their swords into plowshares and their spears
into pruning hooks. Nation will not
lift up sword against nation nor will they practice war any longer. A man will sit under his vine and under his
fig tree with none to frighten him.”76
But
the Torah did not totally forbid war; indeed, it commanded certain obligatory
wars and recognized certain permissible ones.77 How can we resolve the contradiction between
establishing peace as one of the highest values, identified with the name of
the Creator of the universe, and issuing explicit commandments related to war?
And
so the Sages declared:78
“‘Her ways are ways of pleasantness and all her paths are peace’79—everything
written in the Torah was written for the sake of peace. And even though wars are written in the
Torah—they, too, for the sake of peace were written.” In a cruel world where kingdoms strive against one another and
man consumes his fellow alive, the law must necessarily provide that “If one
comes to kill you, arise and kill him first.”80 A nation not prepared to defend itself and
its land will be unable to maintain itself and will quickly pass from the
world. A readiness for war is a
necessary condition for the building of a society, for the fulfillment of
Torah, and for the realization of a vision.
God
imposes on his children no demands that are beyond their ability to carry
out. At the same time, the Torah is not
satisfied with the world as it finds it.
In every area, “there is a stratagem God advised us to use in attaining
His primary goal.”81 Everything written in the Torah is there to
lead us to the recognition that peace is at the pinnacle of a society’s
values. All the commandments are
designed to nurture in us the feeling that warfare is a terrible illness, even
though it can serve a necessary purpose when there is no alternative.
And
so, even when the Torah tells of war, it does so for the sake of peace:82
One
finds that the Holy One blessed be He revoked a decree for the sake of
peace. How so? When the Holy One blessed be He said to
Moses, “When you besiege a city for many days…,”83
He said as well that Moses should utterly destroy [the cities of the Canaanite
nations]…But Moses did not do so, saying, instead, “I now go to attack, but I
do not know who has sinned and who has not sinned. Rather, I will approach them in peace,” as Scripture says, “I
sent messengers from the wilderness of Qedemot…with words of peace.”84 When [King Sihon] did not respond in
peace, [Moses] attacked him…. God said to [Moses], “I said ‘utterly destroy
them,’85
and you approached them in peace? By
your life, as you have said, so will I do,” as Scripture says: “When you
approach a city to make war on it, you shall [first] call out to it in peace.”86
And
the halakhah was decided accordingly: “War is not to be waged against
any person in the world without first calling out to him in peace.”87 All the commandments related to war were
given in order to restrict the scope of warfare and to replace an attitude that
glorifies war and its heroes with one that longs for peace. As long as dangerous enemies confront us, we
need to arm ourselves with the most up-to-date and effective weaponry. But we must not forget for a moment that all
such apparatus “are nothing but demeaning, as Scripture says, ‘They shall beat
their swords into plowshares and their spears into pruning hooks.’”88
Of
course, realization of the Torah’s peaceful tendencies does not depend on us
alone. As long as there is continued
plotting by “the wicked of the nations, compared to wolves and leopards, as
Scripture says, ‘a wolf of the desert plunders them; a leopard lies in wait at
their cities,’”89 as long as
hatred of an eternal nation endures, we are powerless to establish peace among
the nations. The goal for now remains
beyond us, but the day will surely come, “for the mouth of the Lord of Hosts
has spoken.”90
C. Study Is Its Own Reward
The
Torah’s 613 commandments fall into two categories. Some commandments are destined to endure, in their present forms,
at the end of days; and as a person rises higher in character and intellect, he
becomes aware of broader opportunities for fulfilling those commandments and
understanding their meanings. But there
are other commandments that are primarily a mechanism for bettering society and
moving it toward the formation of circumstances that permit carrying out the
purposes for which man was created—the Kingdom of Heaven on earth. These commandments apply only in certain
situations, and our aim is to move beyond them, to a state in which we will no
longer be bound to fulfill them—just as it is the practice, after the halitsah
ritual, for “the judges [to] say, ‘May it be [God’s] will that the daughters of
Israel not come to need halitsah or yibbum.’”91
We
are not speaking here of commandments that from the outset were intended only
for a particular time or place, such as the directives given to the Israelites
in the wilderness with respect to their travels and their manna and water. Maimonides enumerated them and found that
“more than three hundred commandments were given to Moses for that time only
and not for all generations.”92 But when the judges pray that women will not
come to need halitsah, they are referring to a commandment that
binds all generations. And when we
thank God for having rid the world of slavery, we firmly hope that the earlier
situation will not recur and that the commandments regarding slavery will never
again be of practical effect—even though they, too, were commandments not given
for a limited time only.
That,
in turn, raises two fundamental questions.
One relates to the definition of “for all generations” in the context of
the ninth of the thirteen principles of faith enumerated by Maimonides in his
commentary on the Mishnah.93 The eternal nature of the Torah necessarily
implies “that nothing will be added to it and nothing taken away, not in
writing and not through explanation.”94 None of the commandments will ever be
annulled, “and one who says that the Creator exchanged one commandment for
another or annulled this teaching…denies the Torah.”95 If a commandment ceases to be practicable
because times have changed, as have the circumstances on which it depends, can
that commandment be said, God forbid, to have been annulled?
In
enumerating the commandment to make war against the seven Canaanite nations and
to destroy them, Maimonides deals with this issue:96
Might a person think, because the seven nations have already
disappeared, that this commandment is not one for all generations? That would be the view only of one who fails
to understand the meaning of “applicable for all generations.” A commandment is not considered to be
removed from that category if it has come to an end because it has achieved its
purpose, for it is not dependent on a particular time, and it applies in any
generation where there exists the possibility of carrying it out…The killing
and destruction of the seven [Canaanite] nations is something we were commanded
to do. It is an obligatory war, and we
are bound to uproot them and search them out in every generation, to the last
person; as we did until their destruction was completed by David and their
remnant was dispersed and assimilated among the nations, to the point of being
unrecognizable. But the fact that they
have already been eliminated does not make the commandment to kill them any less
applicable to all generations. Similarly,
we do not say that the war against Amaleq does not apply to all generations,
even after their destruction and elimination, for that commandment is not
dependant on a particular time and place, as are the commandments unique to the wilderness or Egypt. Rather,
it depends on the presence of its objects—whenever they may be found, the
directive is to be carried out. To
state the matter generally, one must understand and consider the distinction
between the commandment and its object, for there may be situations in which
[the commandment] applies to all generations but its object has disappeared at
a particular time, but the absence of the object does not mean that the
commandment is not applicable to all generations.
The
second question is also one of principle, already considered in baraitot
in the Tosefta that are cited in the Talmud. If a commandment lacks practical application, what is its use and
why was it given? The baraita
sharpens the question by suggesting that there are some commandments that have
never been fulfilled and that, ab initio, were never intended to be
carried out in practice.
There
are three commandments whose detailed descriptions in the Torah can shock and
strike terror in the listener.
(1) “If a man should have a stubborn
and rebellious son…his father and mother shall take hold of him…and they shall
say to the elders of his city ‘this son of ours is stubborn and rebellious, he
does not heed our voice, he is a glutton and a drunkard.’ And all the people of his city shall stone
him to death, and you shall remove the evil from among you, and all Israel will
pay heed and will fear.”97 The Oral Torah98
explains that the passage is speaking of a young lad who has just attained the
age at which he becomes subject to the commandments (i.e., thirteen years and
one day) and that there is only a three-month interval during which he can be
adjudged a stubborn and rebellious son.
The horrific stringency of the punishment seems, on its face, wholly disproportionate
to his offense. “R. Jose the Galilean
says:99 Should he
be taken to court to be stoned because he ate a tarteimar of meat and
drank a half log of Italian wine?
No; the Torah foresaw what would ultimately become of the stubborn and
rebellious son—he would consume his father’s resources, and, wishing to
continue living as he had become accustomed to, he would become a highway
robber. The Torah therefore said, let
him die innocent rather than guilty, for the death of the wicked is a benefit to
them and a benefit to the world.” But even
after this explanation, the passage is extremely harsh, and the law of the
stubborn and rebellious son brings the attribute of stern justice to bear in a
profoundly terrifying way.
(2) Yet there is an even more
frightening and unsettling passage, that of the wayward city.100 “If you should hear that in one of your
cities…some wicked men have gone out and led the inhabitants of their city to
stray, saying ‘Let us go and worship other gods’ which you have not known…And
if it is true and certain that such an abomination has taken place in your
midst, you shall strike the inhabitants of that city by the sword, destroying
it and all that is within it, including its cattle, by the sword….And you shall
completely burn the city and all its spoil…and it shall be a ruin forever.”
(3) And sometimes the quality of
stern justice affects even wood and stone.
“How has the land sinned, that it is smitten?101 But the land is smitten on account of human
sins, as Scripture says, ‘A fertile land is turned into a salt waste for the
wickedness of those who inhabit it.’102…And
why are wood and stones and walls smitten? So their owners will see and
repent…. Accordingly, the Holy One blessed be He warns them and smites their
homes so they will repent, as Scripture says, ‘I shall inflict a plague of tsara`at
on a house in the land you possess.’”103
These
commandments are presented in detail in the written Torah, and the oral Torah
supplements them with a multitude of additional rules and laws. Nevertheless, we have learned three surprising
baraitot:104
“The stubborn and rebellious son never existed and never will exist”; “The
wayward city never existed and never will exist”; and “The afflicted house
never existed and never will exist.”
The gemara explains that the authors of those statements believe
there to be no chance at all of ever satisfying the detailed preconditions to
putting these commandments into practice.
But if that is so, why were they given to us? “Why was it written?
Expound and receive reward!”105
The
fact that these rules appear in the Torah constitutes an important educational
measure. “Expound and receive
reward”—one who studies these laws cannot fail to be seized by fear and
trembling and will almost certainly be so deeply influenced that some of the
perversity in his heart will be cured.
Indeed, the very act of engaging with these laws may have the capacity
to open blind eyes and deaf ears, so that “all Israel will listen and be
afraid.”106 There is no need whatsoever for such
nightmarish punishments to be carried out in the real world. The reward for studying them is their
remaining forever theoretical and abstract.
Schoolchildren who are aware of the laws of the stubborn and rebellious
son will never become one. A community
whose adults study the laws of the wayward city can be assured that it will
never give rise to the “root bearing gall and wormwood” of idolatry. And one who has learned to recognize the
hand of God in natural phenomena and natural disasters will no longer need
afflicted buildings to inspire in him thoughts of repentance. Similarly for all the commandments whose
object has already been achieved in the betterment of life in practice; they
retain their heuristic force. Even if
humanity has progressed and risen above the minimal level that certain
commandments were given to ensure, continued study of the laws associated with
those commandments can refresh the intellect and direct it to even higher
levels, while preserving its existing accomplishments. The idolatrous impulse has departed the world,
but study of the laws related to its prohibition can arouse in us a recognition
of genuine spirituality. The more
impressed we are by the stringencies imposed in prohibiting idolatry, the more
intense our sense of holiness becomes.
How
powerful is Torah study? “It was taught in R. Ishmael’s academy:107
My son, if a vile temptation befalls you, bring it to the study house. If it as stone, it will be crushed; if it is
as iron, it will be shattered, as Scripture says, ‘Is not my word like fire,
says the Lord, like a hammer that shatters the rock?’108
If he is stone he will be obliterated, as Scripture says, ‘O, all who are
thirsty, come for water’109
and ‘the water wears away the stones.’”110
A
nation that internalizes the Torah’s ideas and values slowly builds up immunity
against shameful seductions. Over the
course of generations, students of Torah develop modes of critical thinking
that can slice through issues, distinguishing illusion from reality, imaginings
from truth, vain puffery from glorious responses to God’s voice. Believers in the Torah build up a stockpile
of spiritual strength that enables them to overcome the waves of evil that
pound the world and its many internal and external pitfalls. They merit the sobriquet of the nation’s
father: “Israel—for you have striven with God and with men and have prevailed.”111 And that is what the sages meant when they
said, “Expound it and be rewarded.”
Its
cultural legacy transmits from generation to generation a set of qualities that
characterize this nation. This is not
the place to dwell at length on Israel’s national character, but there is
without doubt a common denominator expressing the traits recognizable in our
nation. Traces of those qualities
linger even within those who have broken away from the Torah’s framework; for
at least several generations their hearts remain bound, even in alien
environments, to their Jewish sources.
D. Coercion and Punishment: Means or Ends?
On
the one hand, “Justice, justice you shall pursue”112;
on the other, “You shall remove the evil from among you”113—these
are two sides of the same coin. “It is
a positive commandment of the Torah to appoint magistrates and marshals in each
and every province…Magistrates are the judges who constitute the court;
litigants come before them. Marshals
are armed with rod and strap and stand before the judges to correct weights and
measures and strike those who transgress, but all their actions are to be at
the direction of the judges. And anyone
who is observed to have transgressed is brought before the court, where he is
adjudged in accordance with his degree of guilt.”114
Maimonides
began Sefer Shofetim (the volume of Mishneh Torah that considers,
among other things, civil governance), with the laws of the judiciary, which he
called “Hilkhot Sanhedrin ve-ha-`Onshin ha-Mesurin Lahem” (“Laws Related
to the Sanhedrin and the Punishments It May Impose”). He there enumerated at least thirty commandments, apart from the
other commandments considered elsewhere in Sefer Shofetim, and the
subject of enforcing justice is a central and weighty one. Nevertheless, the sages of the mishnah
disagreed115 over
whether it was preferable for judges to rigorously decide the disputes that
come before them or to pursue compromise and settlement. “R. Eliezer the son of R. Jose the Galilean
says: It is forbidden to split [the difference], and one who does is considered
a sinner and one who praises one who does is considered a reviler, and of this
it is said, ‘One who praises an acquisitive man reviles the Lord.’116
Rather, render a rigorous judgment even if it pierces a mountain, as Scripture
says, ‘For judgment is God’s.’”117 In contrast, “R. Joshua b. Qorhah
says: It is a commandment to split, as Scripture says, ‘Truth, judgment, and
peace shall you adjudicate at your gates.’118 But where there is judgment there is no
peace and where there is peace there is no judgment! No; what is the judgment that incorporates peace? It must be
mediation for compromise! And so of
David it is said, ‘David executed justice and righteousness for all his
people.’119 But where there is judgment there is no
righteousness and where there is righteousness there is no judgment! No; what
is the judgment that incorporates righteousness? It must be mediation.”
The
halakhah was decided in accordance with R. Joshua b. Qorhah’s
view. “What is the judgment that
incorporates righteousness? It must be mediation
and it must be compromise. But when is
that the case? Before judgment is rendered, even if the judge has heard both
sides and knows in which direction he is tending, it is a commandment to
split. But once he renders judgment and
says, ‘X, you are free of liability’ and ‘Y, you are liable,’ he is no longer
permitted to reach a compromise between them, but let justice pierce the
mountain.”120 In the clash between two exalted
values—truth and justice on the one hand; peace and righteousness on the
other—which is to be preferred? R.
Eliezer saw the directive to judge as absolute; accordingly, he would allow the
judgment to pierce the mountain. But in
R. Joshua’s view, the commandment that the judges adjudicate between their
brethren is not an end in itself but a means to attain the more exalted goal of
bringing peace to the antagonists. Does
compromise circumvent the entire array of laws pointing toward a given
determination? It certainly does; but
all the ways of the Torah are peace.
Arranging for compromise and settlement between litigants is not
enumerated among the Torah’s 613 commandments, yet doing so rises above and
beyond the commandments and laws that suggest a decision one way or the
other. Accordingly, if a judge
perceives the possibility of reaching a compromise, he must do so even at the
last minute, thereby leaving both litigants pleased and avoiding the need to
compel them to accept the ruling. Even
though the court has authority to compel, it is preferable for it not to use
that power.
The
punishments that may be imposed by a court are many and varied. The Torah subjects various offenders to
fines and corporal punishment and even specifies capital punishment for a
substantial number of offenses. Each of
the four types of capital punishment entails a positive commandment121—“the
command we were given to kill those who transgress certain commandments….” But
we learn as well122
that “a Sanhedrin that executes one in seven years is called draconic. R. Elazar b. Azariah says, one in seventy
years. R. Tarfon and R. Akiva say, Were
we in the Sanhedrin, no one would ever have been executed. R. Simeon b. Gamaliel says, They would have
increased the number of shedders of blood in Israel.”
The
gemara123expresses
wonderment that R. Tarfon and R. Akiva sought to preclude imposition of capital
punishment in any circumstances. To be
sure, numerous conditions must be met before the accused can be sentenced to
death; for example, there must be two qualified witnesses who testify that they
admonished the accused and that he, with clear mind, acknowledged the
admonition, yielded himself to capital punishment, and committed the murder in
full view of the witnesses.
Preconditions such as these certainly mean that few will be sentenced to
death, and it is understandable how capital punishment would become a very rare
phenomenon—occurring only once in seven or once in seventy years.
But
how can there be a pledge that no one would ever be executed by the
Sanhedrin? R. Yohanan and R.
Elazar explained what R. Tarfon and R. Akiva meant. The Torah requires that the witnesses be thoroughly
cross-examined. Some questions must be
asked, but others, though they need not be asked, will still disqualify the
testimony if, once asked, they cannot be answered. For example, “Did you see if the victim was already mortally
wounded? Or was the victim unhurt [before being attacked by the accused]? R. Ashi said: If he is able to say that the
victim had been unhurt, perhaps the victim had [nevertheless previously] been
wounded at the site where the [accused’s] sword [pierced him].” The murderer is not subject to capital punishment
if he killed a person likely to die imminently because of a preexisting wound
or illness, but the presumption is that the victim had been healthy and
unhurt. Accordingly, the witnesses are
to be asked how they know the victim was healthy and unhurt, given that he
might previously have been wounded at the very point on his body pierced by the
assailant’s sword. They will be unable
to answer, for it is inconceivable that they would have examined the victim
previously at precisely the point pierced by the sword. And because they have no answer, their
testimony is voided and the murderer will not be executed.
It
thus appears that beyond all the detailed laws governing the operation of the
court, and beyond the commandments that obligate the judges in their
deliberations, there remains room for “penal policymaking,” on which R. Simeon
b. Gamaliel disagreed with R. Tarfon and R. Akiva. They believed it preferable to avoid capital punishment totally,
while he was concerned that without the deterrent effect of capital
punishment—even if very rarely imposed—shedders of blood would abound in
Israel. Accordingly, capital punishment
should not be ruled out totally, and its deterrent effect must be taken into
account, even though extensive deliberation must be had before imposing a
capital sentence and great care must be taken to avoid acting hastily.
The view of R. Tarfon and R. Akiva
can be understood in two ways. They may
have believed that humanity had already improved to the point of no longer
needing a deterrent and that the incident in question was exceptional, unlikely
to recur. Alternatively, they may have
been persuaded that capital punishment no longer served as an effective
deterrent, in which case there would be no point to the judicial shedding of
blood. Indeed, it might have the opposite
of its intended effect: if people came to see the harsh punishments as
exemplifying the acts of a wicked government, they might be impelled by them
not to improve themselves but only to scorn, God forbid, the Torah and those
who act in its name. Since, as a matter
of law, imposition of the death sentence can always be circumvented, it may be
preferable to avoid it entirely.
Rabbeinu
Hananel echoed the second interpretation in another context.124 “It was taught: Forty years after the
destruction of the Temple, the Sanhedrin went into exile and convened in the
marketplace…so they could not impose capital punishment. What was their reason? When they saw that
people were committing murder and could not be disciplined, they said, ‘It is
better that we wander from place to place and not impose the death
penalty…since it is precluded by our meeting place.’” Rabbeinu Hananel commented on this: “For when they saw that bloodshed had become
cheap and people were committing murder, they said, ‘Let us rise up and exile
ourselves from this place.’” The
Sanhedrin could impose capital punishment only as long as it met in the Chamber
of Hewn Stone in the Temple. Once it
became clear that their judgments could not deter murderers, they removed
themselves from the Chamber of Hewn Stone, thereby annulling their authority to
impose capital punishment.
But
this should not be seen as an act of despair.
The Talmud Yerushalmi125
recounts: “It was taught: Forty years before the destruction of the Temple
capital jurisdiction was taken away, and in the days of Simeon b. Shetah
[some texts: Simeon b. Yohai], monetary jurisdiction was taken
away. R. Simeon b. Yohai said,
Blessed is God, that I know not how to judge!”
Why would R. Simeon b. Yohai utter praise and thanksgiving over
the revocation of authority to adjudicate in accordance with the Torah? And even if the view of R. Tarfon and R.
Akiva accounts for his comment with respect to capital cases, why would he
include monetary cases as well? The rishonim126
interpreted the statement on the premise that it referred to preference for
compromise over judgment, and that R. Simeon b. Yohai was offering
praise over the termination of authority to adjudicate and to compel the
litigants to submit to the court’s judgments.
As a result, they had to pursue compromises that would be acceptable to
both sides, and the judges were saved from the risk of sinning by failing to
muster the understanding to resolve the case properly, in accordance with the
law of the Torah. And even though the
judgment legislated by the Torah was not thereby carried out, as a practical
matter the Torah’s higher goal—a judgment of peace—was achieved. What we have here, then, is not annulment of
the commandments related to judges, but elevation of the judicial process to a
higher level.
A
great Torah authority of the preceding generation127
nicely treated these matters in his observations on the rabbinic comment that
divided world history into three epochs—the era of chaos, the era of Torah, and
the days of the Messiah.128 The rabbis added that the Messiah was born
on the day the Temple was destroyed,129
implying that the days of the Messiah had begun then. But how could that be? R.
Henkin answered, “It is the Messiah’s task to instill a spirit of understanding
and fear of God and to discipline verbally, without a need for corporal
punishment (see Isaiah 11). That the
days of the Messiah began at the destruction of the Temple…means that Israel
began to accept the governance of the Torah without bow or sword. The annulment of capital jurisdiction that
resulted from the Sanhedrin’s exile to the market place, and the annulment of
monetary jurisdiction that resulted from the abolition of rabbinic ordination
(in the talmudic sense), may have been brought about by God, may He be blessed,
as preparation for the days of the Messiah, so that people would annul their
impulse to spill blood, just as the impulse to idolatry had already been
extirpated from their hearts.”
This
notion is consistent as well with Rabbeinu Hananel’s above
interpretation, in which many has come to regard bloodshed lightly and were
undeterred by the prospect of punishment.
The cancellation of capital punishment itself diminishes the degree of
violence within society and has a kind of educational value that can influence
wide segments of the community. In a
sense, the abolition of capital trials constituted an open declaration of the
seriousness of shedding blood—even that of a murderous offender. Over the long run, raising the nation’s
overall moral level can reduce depraved conduct even on society’s fringes.
Still,
the tendency to avoid enforcing judgments, for all its benefits, is fraught
with risk. Especially in the realm of
dealings among people, weak responses by judges and governing authorities can
bring about disaster. The fundamental
obligation of those responsible for justice is to rescue the poor from their
powerful oppressors, and how can that be done with no force whatsoever? Indeed, the prophet keens but also
admonishes us: “How the faithful city has become a harlot; she that was filled
with justice, righteousness lodged in her, but now murderers. Your silver has become dross, your wine cut
with water; your princes are rebellious and companions of thieves, all of them
loving bribes and pursuing rewards.
They judge not the orphan nor allow the cause of the widow to come
before them. Therefore, says the
Lord…O, I will be relieved of my adversaries and avenged of my enemies.”130
This
problem, of course, exists even when the court possesses and exercises its
plenary authority. The Torah severely
limits the imposition of punishment, subjecting it to all manner of
preconditions that constrain the judges.
A court cannot impose a punishment without witnesses and without the
accused having been admonished. Even in
monetary cases, witnesses and cross-examination are needed as a matter of
principle. The laws of evidence are
extensive and complex. As a practical
matter, a process that comports fully with the law in all its details has only
a slim chance of resulting in the accused being convicted. There is considerable tension between, on
the one hand, the halakhah’s demand that we fulfill the requirement of
“the community shall rescue”131
the accused and, on the other, the drive “to break the hand of wickedness”132;
and it is the latter interest that appears to lose out. In one of his responsa,133
R. Solomon b. Adret (Rashba) depicted the situation in all its intensity:
For if you allow all to depend on the laws specified
in the Torah, doing nothing but what the Torah provides with respect to the
infliction of injuries and so forth—the world would be destroyed, for
everything would require witnesses and admonition. As the sages of blessed memory said, Jerusalem was destroyed only
because they based all their judgments solely on the specifications of Torah
law.134 And how much more is that the case outside
of the Land of Israel, where our courts do not impose fines either, and
irresponsible people burst all bounds of conduct and the world could be made
desolate…Still, in each and every place courts do sometimes render judgments so
as to restrain the contemporary populace…and the Sages said the reason is to
prevent violations of the Torah by erecting a fence around the Torah.135…And
so they do in every generation and every place when they find that
circumstances so demand, to discipline fools and immature people who act
perversely.
We
have here a type of vicious circle, and we again arrive at a paradox. How does the judges’ authority to restrict
conduct to meet the needs of the moment exceed the authority given them by the
Torah to adjudicate in accordance with its written commandments and rules? And what good is it to cancel the obligation
to adjudicate and punish in accordance with the laws of the Torah if it is
replaced with the enforcement of rulings made “to restrain the contemporary
populace”?
Three
distinctions, all based on a single principle, can be drawn between laws of the
Torah and laws instituted to restrain conduct.
The latter differ from the former in that (1) they are temporary; (2)
their purpose is evident to all; and (3) they are premised on the community’s
acceptance:
(1)
“When the court sees that the populace has
strayed in a particular manner, they should institute restraints and reinforce
proper conduct, as they see fit—a step taken in view of the exigencies of
the situation, and not intended to establish permanent law.”136
(2)
“Not to violate the Torah but to erect a
fence around the Torah.” If it is
evident to all137
that the court’s action establishes justice and curbs wickedness, it creates an
effective fence around the Torah. But
if the broad community forms the impression that the court acted with
unjustified or arbitrary violence, the court will not have established a fence
around the Torah; instead, it will have promoted disdain for the entire system
of justice and will have encouraged others to violate the Torah’s laws. Temporary changes can be understood as a
proper reaction to circumstances, but permanent exceptions to the laws of the
Torah would certainly be a transgression.
(3)
“Specifically the great authority of the
age…or the selectmen of the town whom the masses have recognized as
authoritative, but not just any judge.”138 In a gloss on the Shulhan Arukh,139
R. Moses Isserles notes that some dissenting opinions limit the authority of
the selectmen of the town even though they were chosen by the populace as their
representatives, “and they are not permitted to change anything that benefits
one at the expense of the other or to confiscate funds without unanimous
consent. In any event, we follow
the local custom, particularly if the community accepted the leadership’s
authority on all matters.” All
concur, then, that the community’s representatives and judges enjoy authority
and power only if the community has empowered them; and one view holds that,
even then, the judges may not depart from customary and accepted practice even
for the pressing needs of the moment.
New remedial legislation can be enacted, and new liabilities and levies imposed,
only by unanimous consent. A mere
majority will not suffice, though an explicit decision by the community from
the outset to grant broader authority to its representatives would be
effective.
At
first blush, this is startling. On the
one hand, the authority to restrain conduct is derived from the Torah, which
grants that right “to the court at each place and time to impose corporal
punishment….”140 On the
other hand, their power is effective only when “the masses have recognized them
as authoritative.” If the Torah is the
source of the authority, why must the community recognize them? The Torah commanded the court to enforce its
judgments and gave it the authority to do so!
And if they do not derive that authority from the Torah, what good is communal
acceptance? The members of the
community, to be sure, can grant the judges power over their possessions, for
each can renounce ownership and allow the court to dispose of them. But they cannot grant such authority over
their persons, authorizing the court to impose lashes or imprisonment. A person’s body is not his to renounce, and
one may not wound oneself,141
much less permit others to do so!
In
fact, the source is the Torah; without the authority that flows from it, the
court would be powerless to act. That
was true even when courts comprised rabbis who had been ordained in the
talmudic sense; it is even more so today, with that chain of ordination long
since broken. But we are considering
cases in which the benefit and protective effect of the ruling must be clear to
all. If a judge, in exercising his Torah-based authority, were to impose
punishments and issue rulings on the basis of novel, unusual criteria foreign
to the Torah, his actions would be regarded by the community as violent and tyrannical—even
if his intentions were for the sake of Heaven, and even if he sincerely meant
only to repair breaches that he perceived.
In such a case the decision, rather than firmly reestablishing the rule
of justice, would merely provoke the populace into asking “Who appointed you a
judge over us to strike with the fist of wickedness?” But if the community has chosen its appointees, recognized them
as authoritative, and even specified precisely the authority granted to them,
it will treat them with proper respect and understand that they are acting for
the common good and meeting the needs of the time. In that way, the breaches will be repaired and the benefit will
be apparent to all. In those
circumstances—and in those circumstances only—did the Torah grant the authority
at issue.
It
thus turns out that the source of the leadership’s authority lies in both the
Torah and the community. The consent of
the community must be expressly granted to specific individuals recognized as
authoritative. It is clear that if the
community votes unanimously, or even by majority, to confirm specific
procedures through which compulsory measures may be adopted, the usefulness of
those measures will be apparent to all.
And in that case, the Torah as well will confirm them.
There
is an ongoing tension between aspiring to the Torah’s social ideal of
undisturbed peace and recognizing reality, with its very real need to do battle
against the dangerous manifestations of a few undisciplined evildoers. Even if the majority of a nation is suffused
with a love of truth and peace, it cannot give up the power to block criminal
tendencies at its margins. That is even
more the case when the Torah is not sovereign for the majority of the nation. The key to resolving this tension is to make
the will of the people an anchor of the government’s authority to compel. Those whom “the masses have recognized
as authoritative” enjoy authority, and that authority does not detract from the
principles to which we aspire.
I
have already noted that this problem existed even when the Temple stood, the
Sanhedrin met in the Chamber of Hewn Stone, and talmudically ordained courts
were convened in every district and town.
It was, moreover, the primary reason why the sages favored compromise
over strict adjudication, as explained.
But Scripture and the Talmud suggest that in the time of the kings,
there was an additional mechanism for securing justice.
“A
king is appointed in the first instance only to do justice and make war, as
Scripture says, ‘And our king will judge us and will go before us and fight our
wars.’”142 Doing justice is thus the first obligation
of the king, and the people therefore requested that one be appointed and even
undertook the onerous obligations to the king spelled out in the Torah’s
consideration of the monarchy. But the
forms of adjudication before the king—or before the judges appointed by him—are
completely different from those followed before the Sanhedrin. “One who commits murder without any direct
eyewitness or without having been admonished, even if there is but a single
witness, or one who accidentally kills his enemy—the king has the authority to
put such a person to death, thereby repairing the world in accordance with the
exigencies of the time…in order to intimidate and weaken the wicked of the
world.”143
As
I will explain below, God willing, the king’s juridical authority is confined
to interpersonal (i.e., non-ritual) matters, where he can act to remedy society
through righteousness and judgment. But
this authority is rooted as much in the consent of the nation as in the king
having been chosen by God’s prophet.
Scripture spells this out:144 “All the elders of Israel gathered
around”—“R. Eliezer said:145
The elders of the generation made a proper request, as Scripture says, ‘Give us
a king to judge us.’” And after the
prophet Samuel read them the passage regarding kingship and attempted to
forewarn them of the monarchy’s onerous burden, “the nation declined to heed
Samuel and said, ‘No, but a king shall be over us…and our king shall judge
us.’”146 And after
the king was selected in the presence of the entire nation, “the entire nation
shouted and said, ‘Long live the king!’”147 Samuel again lectured them on the
consequences of appointing a king: “Samuel addressed the nation on the rules of
the monarchy, and he wrote them in a scroll and placed it before the Lord.”148
So,
too, is it described with respect to David: “All the tribes of Israel came to
David at Hebron…and David made a covenant with them at Hebron before the Lord,
and they anointed David king over Israel.”149 The covenant included the rules governing
the monarchy, and the community even made demands and set conditions, as set
forth in connection with King Rehoboam: “All Israel came to make him king…And
they spoke to Rehoboam, saying…if you now ease the harsh service imposed by
your father and the heavy yoke he placed on us, we will serve you.”150 And when he declined to heed them, “All
Israel saw that the king had not heeded them, and they answered him, saying, ‘We
have no portion in David, nor any share in Jesse’s son; to your tents O
Israel.’”151 One of the rishonim summed it up
nicely:152 “Whatever
honor the masses are willing to give him, that is the sovereignty he will have,
to the point that if they wish to take away all honor from him, all sovereignty
will be taken away from him.”
Other
verses may be cited to show that the authority of the king of Israel is based
both on the commands of the Torah and the prophets and on the acquiescence of
the nation; and the principle that compromise takes precedence over rigorous
judgment has been inferred from David—“David did justice and righteousness for
all his nation.”
That
said, the king selected by the nation, given its confidence, and placed on the
throne of justice must act in a manner that makes his justice apparent to all
and must not discriminate, in any of his decrees, between high and low. Otherwise, his rulings will lack all
force. “The general rule is that laws
of general applicability enacted by the king do not constitute robbery on his
part. But anything the king takes from
one individual alone, not in accord with a rule known to all but only to
oppress that individual—that is robbery.”153 Along these lines, Scripture praises King
Solomon: “All Israel heard the judgment that the king had rendered and they
feared the king, for they saw God’s wisdom within him to do justice.”154 Inasmuch as they all recognized his wisdom
in being able to identify the villain in a mystery, his judgment served to
deter evildoers from carrying out their plans, for they feared the king.
Nevertheless,
the sages stressed the special status of a king’s rulings as merely temporary
measures that do not establish permanent halakhah.155 “How do I interpret ‘Qohelet sought to find
out things of delight’?156
Qohelet sought to render judgments on hidden matters, without witnesses and
without admonition. A heavenly voice
went forth and said to him, ‘but it is written “uprightly, words of truth”157—“by
two witnesses shall a matter be established…”’”158
And
so, all three characteristics of a judicial decision to restrain conduct so as
to establish a fence around the Torah appear as well in the laws of the
monarchy and the judicial system based on the king’s power and authority.
E. The Domains of Torah
and Governmental Authority
We
have seen that there existed in Israel two parallel sources of authority for
legislation and adjudication. One was
the Sanhedrin and the courts subject to it; the other was the King and his
appointees. “A king—over whom no man in
Israel has authority and above whom in his dominion is only the Lord his God.”159 The king represents the nation as a whole
and its independence; “his heart is the heart of the entire congregation of
Israel.”160 His virtue is the “virtue of dominion,”161
in contrast to the Sanhedrin, whose virtue is the “virtue of Torah scholarship,
that is, the academy.”162 “The wisest of all of them is appointed
their head and he is the leader of the academy, and he is referred to by the
sages everywhere as the nasi, and he stands in the place of Moses our
teacher.”163
Some
of the rishonim164
considered the question of how these two sources of power differ. What jurisdictions are dealt with primarily
by the king and what by the Sanhedrin?
As explained above, there is a degree of overlap between the two
authorities, at least with respect to constraining conduct to establish a fence
around the Torah. It is clear that over
the years, circumstances wrought changes in how the two authorities
operated. Some believe that when the
monarchy was abolished, its power was transferred to the Sanhedrin.165 On the other hand, both attributes—dominion
and Torah scholarship—were initially combined in Moses our teacher.166 In the future, the King Messiah (may he come
speedily) will likewise combine both qualities within him.167 But even after the loss of its independence,
Israel retained a residue of sovereignty, and Maimonides explains the
exilarch’s status in those terms:168 “The dominion of the exilarch over all
Israel is like the dominion of the king who rules by his might, and God
therefore refers to him as a ‘rod,’ as the Sages said,169
‘“The rod shall not depart from Judah”170—these
are the exilarchs in Babylonia who rule Israel with a rod, that is, willy-nilly
and by compulsion.’ And you see that we
have regard not for his learning but only for his ancestry and for his having
been appointed with the consent of the people in his locale.”
This
is not the place to clarify the scope of the two authorities and draw the lines
that separate them, but we will attempt to establish the boundaries of the
monarchy’s judicial power. It is clear
that one aspect of the king’s role is expressed by Nahmanides as “administering
and improving society in the provinces.”171 And Rabbeinu Nissim in his discourses172
wrote that:
“The human species requires a judge to adjudicate among its members,
without which a man would consume his fellow alive and all would be
destroyed. And every nation requires
this sort of governmental resolution of disputes…and Israel needs it like the
other nations…If transgressors are not punished…social order will be totally
lost, for spillers of blood will become numerous and will not fear
punishment. God, may He be blessed,
therefore commanded the appointment of a sovereign to improve society…And the
king may adjudicate without [prior] admonition, in accordance with what he sees
to be needed for the political unit.
And thus the appointment of a king is the same in Israel and other
nations, in that it is necessary for the political order.
Ibn
Ezra’s observation in his commentary on the Torah is of interest here: “From
the beginning of ‘These are the civil statutes (mishpatim)’ to ‘Six
years,’ the Torah sets forth civil statutes, and the high priest and the judge
are required to study and know them.”173 In his view, it appears, the high priest
also is involved in the governmental system,174
but it is clear that he regarded the focus of the king’s judicial activities to
be civil statutes, that is, laws between man and his fellows—in other words,
“improving society.”
Similarly,
R. Abraham, the son of Maimonides,175
defines “affairs of the kingdom” on the basis of Ps. 101:5. “‘One who slanders his fellow in secret I
will destroy…’—this describes [King David’s] course when he returns from seclusion
to deal with matter of state…. His involvement is in accordance with the will
of God, may He be exalted…. He will punish the wicked who do evil and those who
sow strife.” The psalm in its entirety
speaks of interpersonal transgressions and can be seen as expounding its
opening verse, “Of mercy and justice I sing”—“of the mercy and justice that I
do for Israel…, as Scripture says, ‘and David did justice and righteousness for
all his people.’”176 Ibn Ezra refers specifically to the king’s
unique authority to wipe out evil doers: “‘Him I will destroy’—in accordance
with the laws of the monarchy.”177
The
rishonim likewise interpreted Psalm 72, David’s prayer for his son
Solomon, as describing the activities of the king. There, too, the detailed description is limited to inter-personal
matters, on which depend the improvement of government and the stability of
society: “O God, give your judgments to the king and your righteousness to the
king’s son. Let him judge your people
with righteousness and your poor with justice.
Let the mountains bear peace to the people and the hills, justice. Let him judge the poor of the nation, redeem
the needy, and crush the oppressor….He will deliver the needy who cry out, the
poor who have no helper. He will have
pity on the poor and the needy, and the souls of the needy he will save. From oppression and violence he will save
their soul, and precious will their blood be in his sight.”
In
a midrash,178
the Sages already noted that this psalm speaks of the king’s unique authority
to adjudicate and punish in a manner differing from the law of the Torah:
David said, “Master of the universe, give Your judgments to the king’s
son—just as you adjudicate without witnesses and without admonition, so shall
Solomon adjudicate without witnesses and without admonition.” The Holy One blessed be He replied to him,
“So he shall do”…And that was the case of the two harlots, as is said, “Then
came two harlots…. She is his mother.”179
When they saw that it was so, they said, “Happy are you, O land, whose king is
a free man.”180
I
previously cited Maimonides’ ruling that “One who commits murder without any
direct eyewitness or without having been admonished, even if there is but a
single witness…the king has the authority to put such a person to death,
thereby repairing the world in accordance with the exigencies of the time….”181
But it remains necessary to consider the limits of the king’s judicial
authority. Even though he has the right
to punish people who demean him, “he may not appropriate property, and if he
does appropriate it, it is robbery.”182 The king’s decree binds his nation, but “one
who disregards the king’s decree because he is engaged in carrying out
commandments (mitsvot), even a minor commandment, is not liable—[for if
there is a conflict between] the words of the master and the words of the
servant, the words of the master take precedence. And it goes without saying that if the king decreed that a
commandment be disregarded, he is not to be heeded.”183
Since
the king’s role in legislation and adjudication is intended to repair the
world, there is no part for him to play in all those areas of the Torah that
involve relations between man and God.
The Sanhedrin is granted authority to adjudicate and instruct with
respect to the entire Torah, and they even have the power to suspend part of
the Torah when times and circumstances so require.184 Just as they built fences around some
commandments, so did they set some of their requirements in the place of a
commandment.185 Not so the king. He lacks authority to annul even a minor commandment, even by
refraining from performing an obligation.
His authority is confined to the improvement of governance.
Still,
we find in the Talmud186
an account of King David giving instructions in other areas of law:
Thus said David before the Holy One blessed be He: “Master of the
universe, am I not behaving piously, for all the kings of east and west sit
enwrapped in their glory, but my hands are sullied with blood and chorion and
placenta so as to rule a woman pure and available to her husband? And not only that, but on anything I do I
consult with Mefiboshet my teacher, saying to him, ‘Mefiboshet my teacher, did
I adjudicate properly? Did I find liability properly? Did I exonerate properly?
Did I properly declare something pure? Did I properly declare something
impure?’ And I was not ashamed.” R.
Joshua b. R. Idi said, “What is the textual basis?—I will speak of Your decrees
before kings, and will not be ashamed.”187
The
distinction between David and other kings stands out here. Because he is wise and a servant of God, he
involves himself in matters unrelated to the tactics of kings; like any Torah
scholar he adjudicates and teaches regarding all manner of halakhic issues. He engages in this activity not qua king but
because of his piety. The piety and
modesty of King David and his descendants caused them to be counted among the
sages of the Torah, in contrast to the other kings of Israel. “The kings of the house of David, though not
seated in the Sanhedrin, nonetheless sit and judge the people, and they are
judged if there is a case against them.
But the kings of [the northern kingdom of] Israel do not judge and are
not judged, for they do not submit to the words of the Torah, and damage may
result from them.”188 Maimonides explained more extensively in Hilkhot
Mekakhim:189 “Because
their hearts are insensitive and damage and loss could be caused to the law.”
But
how can they say, “the kings of [the northern kingdom of] Israel do not
judge”? Adjudication to improve the
realm is one of the king’s principal roles!
What they mean, however, is that they do not judge in the same manner as
the other sages of Israel, adjudicating in the regular manner prescribed by the
Torah, and they do not rule with respect to all aspects of the Torah, declaring
things forbidden or permitted, pure or impure, and so forth. Instead, they are limited, and judges
appointed on their behalf adjudicate only in those areas for which the
government is responsible, that is, improvement of the state. And it appears that when a king was
appointed, the scope of his authority was defined, and those limitations were
the subject of the covenant executed with the king, as recounted in Scripture.190 That was the practice in later times as well
and even with respect to the kings of the northern kingdom, though in their
case, the applicability of the rules of the state and the needs of the time was
restricted to the greatest extent possible.
Still,
even they were authorized to kill “murderers and the like.”191
Maimonides so informs us through his wonderfully precise wording: “If a king
of Israel wished to kill them under the laws of the monarchy for the
repairing of the world”—a king of Israel, not limited to a king of the
House of David. And the need to ensure
improvement of the world did not lapse when the monarchy was abolished or even
when talmudic ordination and the Sanhedrin were abolished. I have already cited the Shulhan
Arukh’s ruling that even contemporary courts adjudicate and punish in accordance
with the needs of the day, though such steps may be taken only by “the
selectmen of the town whom the court have accepted over it.”192 R. Yehoshua Falk explains:193
“whom the community has accepted as a court over it.” The term “selectmen of the town” means that they are in charge of
communal needs and not necessarily judges who are authoritative in adjudication
and instruction. Use of the term
indicates that the halakhic decisors saw them as carrying on the role of the
monarchy, not that of the Sanhedrin.
Just as the exilarch in Babylonia possessed some residue of the king’s
authority, so in every town and province the selectmen of the town carried out
the king’s role in improving governance to the extent they were able.
With
respect to extraordinary powers, contemporary judges should not be seen simply
as heirs to the Sanhedrin’s authority, for talmudic ordination was abolished
and at most “we do their bidding” That is, we act on behalf of the ancient
courts as if we were performing their bidding. Thus the scope of jurisdiction
is limited to the kinds of cases that arise frequently and are necessary for
the conduct of ordinary affairs.194 But the selectmen of the town stand in the
shoes of the king, and to the extent the public has accepted them as
authoritative, they have the power to do whatever times require. And see further the Bet Yosef, who
cites the following, attributing it to Nahmanides’ responsa:195
“But if one transgresses against the remedial measures of the government, it is
necessary to do what the times require, for if you did not say that, they would
not be permitted to impose fines or act in matters that are not usual, where we
do not do their bidding, such as robbery and battery, and he would need an
admonition, but they said we impose stripes and other punishments not to
transgress the words of the Torah but to create a fence around them.”
Because
this position relates to the government’s remedial measures, it suggests that
contemporary community officials stand in the place of both Sanhedrin and
monarchy. In particularly serious
matters, such as capital cases, “they should be admonished to act only with the
approbation of the elders of the city, so they will act in cases of great need
and with deliberation.”196 In consultation with the other elders of the
city and its leaders, they enjoy wide support.
Accordingly, it is desirable that the institution termed “selectmen of
the town” should be as broad as possible, since it stands in the shoes of the
monarch and not in those of a court with a fixed number of members.
As
a practical matter, most large communities through most of history have had two
types of leadership. The community
appointed a rabbi and judges who were greatly learned in Torah, excelling in
“the quality of Torah scholarship” to the extent now possible. In addition, they appointed a community
leader and council—the selectmen of the town—to manage the various matters that
required attention. Even the
appointment of the rabbi and other religious functionaries was up to them,
subject to the approval of the community.
Occasionally, the two forms of leadership were combined, but more often
they were kept separate, just as the Sanhedrin and monarchy had been. “The selectmen of the town” generally dealt
with governmental remedial measures, within the limits imposed in the Diaspora,
thereby continuing, on a small scale, the role of the king.
The
gemara states that communal governance was assigned to “the seven
leaders of the town,”197
and Maimonides was asked if the number should necessarily be seven. He responded198
that the number was not prescribed and that seven had been used as an example;
“it merely represents a large number…and the selectmen of the town. They ought
to be scholars, men of Torah, men of good deeds, to teach us that it is fitting
that guidance issue from those who act upon it themselves.” These comments show the desirability of
appointing a broadly representative leadership and council, but it is
permissible as well to designate a single leader; as long as the community
accepts his authority, he must be heeded.199 And it certainly is proper and desirable
that the leaders be “scholars, men of Torah, men of good deeds,” though even
with respect to descendants of King David, Maimonides wrote that “we consider not
his wisdom but only his lineage and whether his appointment was with the
approval of the local citizenry.”200 The criterion for choosing a king or the
selectmen of the town is set in light of the administrative tasks they need to
perform, whether internal or international.
If one who has the needed skills also has other desirable qualities, so
much the better—and that is how it should be.
We
have already seen that the Sanhedrin and Torah sages strove mightily to avoid
compulsion and punishments in their judgments.
But for the sake of sound governance, an adjudicatory system was
activated, when needed, that drew its authority from communal consent as well,
and it could be used to repair breaches and advance the common good. That system was identified more with the law
of the monarchy and government than with the Sanhedrin and its application of
the Torah; still, it could not be activated without communal acceptance of and
consent to all adjudicatory and legislative activities. But there remains a difference in principle
between a court that imposes corporal and other punishment other than in
accordance with Torah law and a monarchy that does so, even though both are
acting to constrain activity to create a fence around the Torah and both
require communal consent. In contrast
to the monarchy’s jurisdiction, that of the court extends to all aspects of the
Torah. Even communal consent will not
grant the king jurisdiction over commandments between man and God. If the king is wise and pious, as was our
lord King David, he, like other Torah sages, will have jurisdiction even over
matters of purity and impurity.
Otherwise, he will deal only with sound governance and that should
suffice for him; for his jurisdiction qua king extends only that far. And even within that confined area, he
should avoid compulsion to the extent possible: “ Truth, judgment, and peace
shall you adjudicate at your gates”201—judgment
that encompasses peace.
F. Governmental Rule and Halakhah
Maimonides
saw a possibility that Jewish independence might be restored even before the
appearance of the Messiah, by establishing a government along the lines of that
in Second Temple times. In such
circumstances, he believed, the people, if they wished, could appoint a
non-Davidic king, who accordingly could not be a possible Messiah. That this was his opinion is clearly implied
by his references, in ruling on the king’s status, to sources related to the
northern kingdom of Israel, the Hasmonean kings, and the Herodian dynasty.202 The rules applicable to those kings differ
in fundamental ways from those applicable to Davidic kings and to the awaited
King Messiah. Were the circumstances of
the northern kingdom of Israel considered transitory, never to recur, there
would be no reason to codify rulings regarding them. Inasmuch as Maimonides did so, ruling on the status of the kings
of Israel and their differences from kings of the House of David, he must have
believed that those laws might at some time again be needed. Just as he ruled on matters related to the
King Messiah (may he come speedily), which will certainly be of practical
import, so, too, did he rule on these matters, which may be of practical
import.
To
be sure, a king—even one of the northern kingdom of Israel—should not in
principle be appointed except by direction of a prophet and a court of
seventy-one members.203 But that does not mean that restoration of
prophecy is a precondition to appointment of a king. There were no prophets in the time of the Hamoneans, which
demonstrates that, after the fact, a king appointed solely by the court, or
arising on his own with the consent of the court and the people, is in fact
considered a king and has all the authority of a king of the northern kingdom
of Israel, including the power to kill murderers and sentence rebels to
death. But the approval of the
Sanhedrin is required; without it, he lacks the full authority of a king and is
to be regarded only as a nasi or similar leader, without the right to
kill.204 Maimonides’ position here reflects his
general view that it is possible even now to renew talmudic ordination and
convene a Sanhedrin:205
“It seems reasonable to me that if all the sages in the Land of Israel agree to
appoint judges and ordain them, they will be considered ordained, with the authority
to impose monetary penalties and to ordain others.” Since a court of seventy-one can be convened, it would also be
possible to designate a king if foreign domination were removed. Accordingly, Maimonides detailed the laws
applicable to such a king.
But
even in the absence of a Sanhedrin, it remains desirable to appoint a
leadership to tend to matters of governance, though that leadership would have
somewhat limited jurisdiction.
It
has already been explained that a leader or nasi may be appointed, and
all who have accepted his authority will be required to obey him. It is preferable, however, to establish a
leadership council comprising several representatives, as Maimonides learned
from the reference by the Sages of blessed memory to the “seven selectmen of
the town” on which he briefly commented.206 R. Isaac Abarbanel explained the matter at
greater length,207
and it is worthwhile to cite a summary of his remarks in praise of a council
chosen for a fixed term:
Reason suggests that the view of the majority should
be followed against that of an individual, and that it is more likely that an
individual person will sin…than that many will sin when they come together as a
group. For if one strays from the path,
the others will correct
him. And if their leadership is only
temporary and they are destined to yield it after a set time, the fear of man
will be upon them.
Several practical conclusions flow
from the foregoing consideration, and they may be summarized as follows:.
(1)
The founding of the State of Israel and the
establishment of an independent nation of Israel on its land, even before the
future complete redemption, are events anticipated by halakhah. The restoration of our sovereignty imposed
on us the halakhic obligation to set up governmental institutions for the
improvement of governance and the advancement of Torah. The Torah leadership is selected from those
who excel in learning and other qualities related to Torah. The political
leadership, analogous to the monarchy in ancient times and the selectmen of the
town in later periods, is also chosen by the people, who grant it defined
authority. This leadership must
represent all classes of society, so its membership should be numerous enough
to express the varied political views within the community. It is clear that the Knesset and the
Government embody the governing authority, but to fulfill the requirement that
the people “recognize them as authoritative,” the elections should be personal,
that is, the residents of each district should directly choose their
representatives for limited terms, and those representatives should be
responsible to their constituents.
(2)
There must be a separation between the
political authority—the Knesset and government—and the Torah authority. Not separation of church and state in the
American sense, but separation between the jurisdictions exercised by the two
authorities.
(3)
The Knesset should deal solely with matters
related to the improvement of society, the arrangement of relationships among
citizens, and matters of security and foreign affairs. It has broad powers to adjudicate and
legislate, though they are defined by the general consensus of the public. The power to compel by force is essential to
the existence of a sound social order, but that power is given to the
government only in accordance with the will of the people, and it should be
used as little as possible. If there is
a need for far-reaching changes in the tax laws, in the military draft, or in
other matters involving compulsion, the desirability of submitting the matter
to referendum should be weighed, and the principle of majority rule is widely
recognized.
(4)
All questions of Torah and procedures for
deciding on matters between man and God are within the sole province of the
Torah authorities. In particular, the
Knesset has no authority to legislate with respect to such matters.
(5)
The Torah authority should never use
compulsion, except with the consent of the community that accepted it as
authoritative and granted it that power.
Even then, compulsion should be used only in instances where harm may be
inflicted on others, such as in family law matters related to divorce, support,
and the like. It is desirable that the
Torah authority never employ force.
G. The Value of Liberty
Our
age is characterized by the widespread view that individual liberty is a value
greater than any other human need.
There is much that is good about that phenomenon, for only one who
values free choice can come to recognize how that choice should be used to
advance lofty spiritual goals. And even
though our generation compares poorly to its predecessors with respect to faith
and religious observance, its deepening sense of individual liberty represents
definite progress over past achievements.
Until modern times, there prevailed an authoritarian worldview, which
regarded discipline as the highest value.
Today, liberty enjoys the highest priority. Only a person conscious of his power to choose can act entirely
out of free will.
The
thirteen principles of faith are preceded by the premise of choice: “a great
principle, a pillar of the Torah and of the commandments.”208 The Torah’s conception of the world is built
on the other elements as well, but the principle of choice is the pillar that
supports the entire magnificent structure of Torah and commandment. The more profound and vital the experience
of choice, the more complete the Tselem Elokim that resides in man. Today, there are many who are motivated more
by liberty than by any prospect of reward or punishment. They are prepared to sacrifice much and
suffer much for the sake of individual freedom. And that is a precondition to making humanity receptive to the
destiny for which it was created.
In
educating a child, one proceeds gradually, from fear of punishment to appreciation
of reward and beyond, step by step. The
parent’s efforts are accompanied by a firm belief that at the conclusion of the
long process, when the child attains the age of maturity at which his or her
free will can be effectuated, he or she will choose the good and the true for
its inherent value and not merely because of external considerations. That belief reflects the faith of the Holy
One Blessed be He, “Who believed in His world and created it,”209
and that faith is the fulcrum for all of history. It appears that our generation is nearing the state of national
maturity, the age at which the human soul recoils from anything imposed on it
against its will, and there is no better guarantee that humanity is on the
threshold of the great era in which the Image of God within it will appear in
all its glory. Their powerful hope that
the entire nation was progressing toward these heights led our Sages of blessed
memory to regard each restriction on the power to compel as a step toward
preparing the world to accept the kingdom of heaven. Accordingly, they consciously renounced the authority to enforce
the rules and commandments of the Torah.
Today, proponents of the Torah and teachers of the nation face a
two-fold challenge. On the one hand,
they must recognize the great value of a generation impelled by a longing for
liberty; on the other hand, they must sense the power of the brilliant light
concealed within the Torah, which could penetrate every dark corner and awaken
every heart to truth, if only allowed to burst forth into the world. One who is unsettled by this two-fold
challenge, one who is frightened by the way of the faithful God, one who fears
that the pillar of Torah and commandment has been shaken and who lacks
confidence in his own free choice—such a person will long for the days when the
people were willing to subject themselves to judges who would base religion on
compulsion.
But
one who is familiar with the present generation’s struggles and who has
experienced with them the discovery affecting the deepest recesses of the
soul—the discovery that individual freedom is the factor without which there is
no sense to life—such a person will see that the task is to distill the wine of
Torah, as R. Levi b. Gershon (Gersonides) wrote:210
Our Torah is unique among nations’ teachings and laws, for our Torah
contains nothing not decreed by righteousness and understanding, and for that
reason, this divine ordinance attracts people on their own to act in accordance
with it. But the laws of other nations
are not so, for they are not organized in accord with righteousness and
understanding, and they are manners alien to human nature. People adhere to them by reason of
necessity, for they are fearful of the sovereign and fearful of the infliction
of punishment, but not on their own.
God’s
kindnesses overpower us. We now can
illuminate Him as He illuminated us.
The nation returning to its land has the capacity to renew the eternal
covenant through its own free will, and now only the personal example of faithful
adherents of the Torah can exert influence and cause the Torah to be spread
throughout all segments of the nation.
The prophet long ago described the nature of such people:
Behold My servant, whom I sustain, My chosen one, in whom my soul is
delighted. I have put My spirit upon
him….He shall not cry out or shout aloud, making his voice heard in the
street. He shall not break even a weak
reed or extinguish a dimly burning wick.
He shall judge in accord with truth.
He shall not fail nor be crushed until he establishes justice in the
world, and the isles will await his teaching.211